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Student Research Policy
As defined in CFR Title 45, Part 46
(Department of Health and Human Services policy for Protection of Human
Research Subjects), "research" is a "systematic investigation
designed to develop or contribute to generalizable knowledge," and a
"human subject" is "a living individual about whom an
investigator (whether professional or student) conducting research obtains
(1) data through intervention or interaction with the individual, or (2)
identifiable private information." Since class work assignments are
usually not intended to or likely to lead to generalizable results, the IUSB
IRB does not normally include these projects under its operational definition
of research. Rather, they are viewed as practicum resources of teaching.
- Student projects which meet the following
criteria, subject to paragraphs B and C below, will not
require review by the IUSB IRB.
- Research practica (usually in the form of
course-related research projects and/or directed studies), the
objective of which is to provide research experience for the student;
and
- Which do not involve physically or
psychologically invasive, intrusive, or stressful procedures; and
- Which, in the judgment of the instructor, do not
have the potential for placing the subjects at more than minimal risk.
- Student research, including classroom and
independent study projects, theses and dissertations, that may place the
subjects at more than minimal risk is subject to IUSB IRB review.
In clinical courses, subjects will be considered to be at greater than
minimal risk if the procedures used and/or the questions asked do not
fall under what is construed as being ordinary practice. When the
student researcher is also an AI/GA for the course from which the
subjects will be recruited, the same concerns apply as are stated in the
section titled Students as Subjects.
Consideration should be given to the research setting when assessing
risk.
- Special populations including pregnant women,
fetuses, prisoners, mentally disabled, economically or educationally
disadvantaged or minors are considered vulnerable research subjects, and
projects involving such subjects are subject to IUSB IRB review.
The following procedures are to
be followed for all student research projects:
- Instructors are responsible for screening
individual research projects and making the initial determination as to
whether the project may fall in the category of research as explained
above, thus requiring IUSB IRB review.
- The student and instructor must complete the
Student Research Checklist
and submit it to the IRB before the project begins.
- If an instructor determines that a research
project is assigned for the purpose of producing generalizable
knowledge, may involve greater than minimal risk, or involves a
vulnerable population, the project must be submitted on the appropriate
forms provided by the IUSB IRB for its review and approval prior to
initiating the research. Hard copies of the application packet are
available from the IUSB IRB in the Office of Research, Administration
Building 247. Contact the IUSB IRB office by email at
sbirb@iusb.edu or by phone at
574-520-4181. The forms may also be downloaded at
http://www.iusb.edu/~sbirb/.
- If there is any doubt as to whether the
project should be reviewed, the IUSB IRB office is to be contacted for
assistance. If the IUSB IRB office staff or the IUSB IRB believes that a
particular project is subject to regular review, the proposed project
must receive IUSB IRB review.
- In the event IUSB IRB review is not needed for
a particular classroom research project, the student researcher and the
instructor are not relieved of the obligation for ethical use of human
subjects. Consequently, the researchers should adhere to ethical standards
and use informed consent when appropriate.
- If there is reasonable expectation on the part
of the instructor and the student that the study will be funded
(regardless of source), presented, and/or published IUSB IRB approval
must be obtained.
- In instances where a class of students will be
conducting a group project as a part of the classroom instruction, and
the instructor believes that, under our guidelines, IUSB IRB approval is
required, the instructor shall present for approval one form
setting forth the parameters of the research being conducted by the
students. Each student must pass the IRB Certification test and be
listed in the protocol as a co-investigator.
- When a student is working on a project that
already has human subjects approval and is active with a current
approval, and that student will use some of that data to fulfill a
course or degree requirement, such as honor's thesis, first-year
project, master's degree, or dissertation, the original principal
investigator must submit an amendment to the IUSB IRB requesting the
student be added as a co-investigator on his/her project for the stated
purpose. Any student working in this capacity on a dissertation must also
submit a separate application to the IUSB IRB describing the project and
the data to be used. The "Dissertation
Form" that includes directions for this type of submission
is available for downloading at
http://www.iusb.edu/~sbirb/.
- In all other situations student-initiated
research must be submitted as an independent project, NOT as an
amendment to an already approved protocol. All student projects must be
sponsored by one or more full-time IUSB faculty, librarian, salaried
clinical rank, or research rank appointee. See the section titled "Researcher Responsibility"
for the list of allowable sponsor ranks. If
the sponsor's appointment is at another campus, applications are now to
be reviewed according to where the research is to take place, as well as
according to where the student or sponsor is located. If a project will
take place solely on another IU campus, the project must be reviewed on
that campus. Please see the new
policy
for more details. Sponsorship is more than simply a signature,
and carries two responsibilities: (1) supervision of the student's
research, and (2) assistance in preparing the student's application for
IUSB IRB approval. While the IRB is able to offer assistance in how to
complete the application, it cannot take the place of the sponsor.
We recommend that empirical efforts in
advanced research coursework be reviewed following regular IUSB IRB
procedures (to permit possible publication and/or presentation off campus and
to prepare the student for additional research training).
Please contact the IUSB IRB office at
sbirb@iusb.edu
or 574-520-4181 if you have any questions about these procedures.
Approved by IRB 10/21/05
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